Senior Manager, Securities

Senior Manager, Securities

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Vancouver, BC

Accounting & Finance




Location: Vancouver, BC, Canada

Job Type: Permanent

Date: 7/7/2022

Job ID: 9D33450777

Category: Accounting & Finance

Join a top employer and advance your career. Our client, a leader in their field, has partnered with Doug Bristow, Senior Partner at David Aplin Group to hire a Senior Manager, Securities based in Vancouver. This client is a financial institution offering trustee and custodial solutions for institutional investors as well as individuals and businesses. They pride themselves on delivering a high level of fiduciary expertise, focusing on client service and tailored solutions.
The Senior Manager, Securities is a new role in the organization to lead the custodial function in all areas, which include pooled funds, GICs, fixed income, and listed securities. Overseeing a team of four direct reports and 8 total reports, the primary responsibilities include:
  • Leading and coaching the team, ensuring team members are equipped and trained to deliver quality service to clients
  • Representing the team in strategy sessions and meetings to ensure alignment with organizational objectives
  • Building collaborative relationships across the organization
  • Building relevant metrics to manage performance
  • Developing/improving procedures and processes for the custody of all assets under administration
  • Reviewing processes and controls to ensure accuracy and integrity of data and contributing to operational risk management
  • Developing and managing relationships with vendors
  • Ensuring clear reporting and communications to clients and stakeholders
  • Creating a department roadmap that outlines the steps needed to move from the current state to the strategic future state. Identifying the gaps in people, technology, and knowledge that need to be overcome.
  • Developing strong relationships with the appropriate level of client contacts and counterparties to facilitate quick and effective problem solving as it pertains to securities processing
  • Contributing to client acquisition by providing subject matter expertise to the business development team at the RFP and sales presentation stage
  • Degree in Business, Finance, or related program
  • 5+ years’ experience working for a trust company, custodian, or other financial institution with a specific focus on securities operations
  • 2+ years of supervisory experience
  • Experience with trading and settlements in Canadian, the U.S., and foreign markets
  • Strong understanding of securities processing roles and investment concepts
  • Collaborative and client-centric
  • Proactive and practical
  • Desire to galvanize a team and take it to the next level
Job ID: 9D33450777
If you are interested in this position and meet the qualifications, apply today! We thank all applicants; however, only those who are authorized to work in Canada or are selected for an interview will be contacted.
David Aplin Group, one of Canada’s Best Managed Companies, is an employment agency specializing in finding top talent for exceptional organizations across North America. There are no fees to apply to our jobs or engage with our recruiters to find a new career. Companies hire us to help them grow their teams. Visit our website to learn more:

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