Investment Advisor

Investment Advisor

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Winnipeg, Manitoba

Accounting & Finance

Permanent

04/05/2024

211221

Stacey Danley at Aplin has partnered with our client, a dynamic portfolio management company based in Winnipeg, to recruit a new team member.

This is an ideal role for an IIROC Registered Representative seeking to transition to discretionary portfolio management and become registered as an Associate Advising Representative (AAR) or Advising Representative-CRM (AR-CRM).

Benefits and Perks:
  • Highly competitive base salary based on experience and client AUM transferred over
  • Earned Bonus: Opportunity to grow client base and receive a recurring portion of management fees
  • Discretionary Bonus
  • RSP Contribution Matching
  • Health Spending Account
  • Paid vacation days starting at 4 weeks
  • Education Funding
Responsibilities: 
  • Collect and update KYC information from existing and new client bases, determine suitability, and allocate investments in portfolios accordingly.
  • Provide investment trade instructions to the Trade Team for client accounts using proprietary investment products and solutions.
  • Participate in current and prospective client presentations and Know Your Client (KYC) meetings.
  • Travel as needed for client meetings, financial planner meetings, and conferences.
  • Liaise with key departments within the firm, including accounting, compliance, and operations to allow for the business model to grow and improve.
  • Contribute to the company’s periodic investment commentary and provide ongoing communication both internally and externally as it relates to investment strategy.
  • Adhere to the company’s professional and ethical standards, operating policies and procedures, and regulatory and legislative compliances.
  • Enhance the company’s positive and autonomous corporate culture and work environment.
Qualifications:
  • Completed Level 1 of the Chartered Financial Analyst program and has gained 24 months of relevant investment management experience OR
  • Received the Canadian Investment Manager designation and has gained 24 months of relevant investment management experience.


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