Basel Compliance – Regulatory/ Financial Reporting (Hybrid)

Basel Compliance – Regulatory/ Financial Reporting (Hybrid)

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Toronto, Ontario

Accounting & Finance




If you are a talented and experienced Basel Reporting Expert, Aplin has the right opportunity for you! Our client, a global leader in their field is looking for a Senior Associate, Capital Management to add to their team in Toronto.
As a core member of the Capital Management team, you will work closely with internal stakeholders and cross-functional teams to minimize operational risks and ensure clients experience seamless delivery across banking services.
This position offers a possibility to gain broad experience within the Capital and Risk management and prudential regulatory compliance domain and specifically in the area of Basel (capital and liquidity requirements for banks), as adopted by local regulators, as well as data analysis. As part of the Capital Management team, you will identify areas of attention for the organization and initiate the solution and implementation.
Perks & Benefits:
  • Hybrid work model
  • Competitive compensation
  • Maintain core capital ratios (Capital adequacy, Liquidity adequacy, leverage, and large exposure)
  • Prepare Management Reporting to the relevant Management Board or Risk Committees
  • Support Management from the prudential side on key decisions and business developments
  • Provide support to Treasury functions on investment decisions
  • Support and consult with the Regulatory Reporting team, Finance and Risk Management
  • Maintain daily monitoring metrics, align within the group, and manage on an ongoing basis compliance to the internal and regulatory limits
  • Support processes such as Pillar 3 Disclosure and ICAAP
  • Interpret and implement new capital regulatory requirements, as translated into local regulation for all main risk types (credit, market, operational, liquidity risks, interest rate risk in the banking book, leverage ratio, and large exposure)
  • Monitor and update these requirements with new consultations, guidelines, standards, and regulations on an ongoing basis by performing a detailed review and impact analysis of each requirement
  • Develop and provide work instructions, training, and support for the Regulatory Reporting Team
  • Support the automation level of Capital Management core processes (incl. ratios monitoring, as well as regulatory monitoring)
  • Support the team in different locations
  • Work with the various Subject Matter Experts across the banks to ensure enterprise-wide compliance
  • Provide specific topic-based trainings for the organization on the topics within Capital Management
  • Communicate effectively and efficiently with relevant internal and external parties; and
  • Any other business-related tasks assigned by the Head of Capital Management or Bank Management
  • Have an academic background and working level
  • Master’s degree in Law, Economics, or Business Administration or country equivalent in a related discipline
  • 3-5+ years of exposure to Basel regulatory requirements
  • Minimum 2 years of experience in the financial service industry, consultancy, or audit
  • Multitasking and stress resistance
  • Capable to deal with complex matters
  • Strong communicative and interpersonal skills
  • Excellent communication skills, both verbal and written (In English)
  • Ability to work independently and liaise with other departments
  • Research and analytical skills
  • Good knowledge of Microsoft office applications
  • Hedge fund industry and/or Trust business experience would be an advantage

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